Regional Vice President, SalesKen Johnson
Ken Johnson is a Regional Vice President of Sales and focuses on fundraising as a wholesaler in the IBD channel. Mr. Johnson has over 30 years of experience in the financial services industry and has most recently been a Wholesaler for Reg D products for alternative products. Prior to Lateral, Ken was a Manager of Portfolio Accounting, Head of Performance Measurement and Attribution, and Due Diligence officer for a boutique independent broker dealer. Ken started his career at AIM Mutual Funds (Invesco) as a portfolio administrator.
He currently holds SEC/FINRA Series 86, 87, 7, 6, 63, 66. Ken earned a Certified Financial Risk Manager designation through GARP in 2006 in his role as Portfolio/Risk Manager for $2 billion AUM traditional and non-traditional investment strategies.
Ken enjoys spending time with his family, hunting, and fishing.